Investors Recovery Service
Home
About Us
See Our Arbitration Awards
Testimonials
Contact Us
Securities Arbitration
What We Do
Arbitration Process
The FINRA's Role
FINRA Arbitration
FINRA BrokerCheck
Fee Information
Case History / Examples
Frequently Asked Questions
Investor Information
Breaking News
Commodities Losses
Class Action Settlements
FREE Case Review
Overview
Selecting a Representative
Questionnaire

How The Securities Arbitration Process Helps you Recover from Investment Fraud

The Securities arbitration process performed by Investors Recovery Service includes, at a minimum, the following actions:

  1. Research and evaluate investment fraud claim.
  2. Prepare a demand letter identifying various violations of the Rules of Fair Practice governing stock broker / dealer conduct
  3. Prepare and properly submit a statement of claim on behalf of claimant(s).
  4. Review respondents answer to statement of claim with claimant(s).
  5. Respond to various motions (most often raised - ”Motions to Dismiss”) raised by respondent(s).
  6. Prepare and serve document and information requests upon respondent(s).
  7. Respond to document and information requests served upon claimant(s).
  8. Participate in pre-hearing conferences (often involving disputes regarding Motion to Dismiss and document production).
  9. Carry on dialogue with respondent’s attorney or representatives, including settlement negotiations.
  10. Prepare exhibits and identify witnesses, (including experts) for the securities arbitration hearing.
  11. Plan and develop strategy for the securities arbitration hearing.
  12. Present claimant’s case at arbitration hearing (most often used forum - FINRA).

FOR ADDITIONAL INFORMATION ABOUT OUR SERVICES OR
FOR A NO OBLIGATION CONSULTATION
CALL US TOLL FREE 800•285•8507

e-mail: tanyasacks@yahoo.com   
Investors Recovery Service
is not a law firm
 


Investors Recovery Service
 
2 Commercial Blvd. Suite 203 Novato, California 94949

Phone: 415-382-7898  Toll-Free: 800-285-8507 Fax: 415-382-9421

Investment FraudAbout  | Contact  | Securities Arbitration | Stock Loss Recovery Fee Information | Case History | Free Case Review | Madoff Ponzi Scheme

© 2009 Investors Recovery Service All Rights Reserved